can a registered investment advisor be a trustee for a relative

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SEC Adopts Changes to Custody Rule under Investment Advisers Act of 1940 On December 16, 2009, the U.S. Securities and Exchange Commission (SEC) adopted. -2 sets forth the definition of custody as applied to an investment adviser registered. If an adviser is co-trustee along with the grantor,

Trust services can ensure the future care of loved ones and family members with special. Financial Advisors do not provide specific tax/legal advice and this.

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