clint sandman registered investment advisor

Clint Sandmann, investment advisor representative and President of Stewart Advisory Services, LLC, has worked in the securities industry since 2007. He holds a Series 65 securities license. Clint received his Associates degree from Tarrant County Community College, Bachelor of Science degree from Kansas State University in business.

registered investment advisor on business card Some advertisements go on and on that the firm is an SEC or state-registered investment adviser. In those situations, it is clear that the term, "Registered Investment Adviser," is being used for marketing purposes.

Securities offered through Private Client Services, Member FINRA/SIPC.Advisory services offered through Prime Capital Investment Advisors, LLC. ("PCIA"), a Registered Investment Adviser.

Rule 204-3 under the Advisers Act, commonly referred to as the "brochure rule," generally requires every SEC-registered investment adviser to deliver to each client or prospective client a Form ADV Part 2A (brochure) and Part 2B (brochure supplement) describing the adviser’s business practices, conflicts of interest and background of the investment adviser and its advisory personnel.

Clint R. Wondra. Fee-Only Financial Advisor at Hogan financial. location milwaukee, wisconsin. napfa-registered financial advisor national Association of Personal Financial Advisors.

Meet the Team Meet the Team. [email protected] (973) 367-4831 (973) 787-4819 (c) Joe Gill, VP. (PGIM) are registered investment advisors and Prudential Financial companies. QMA is the primary business name of Quantitative Management Associates LLC, a wholly owned subsidiary of PGIM..

Similar to an SEC registered investment advisor firm, a state registered investment advisor firm is required to register as an investment advisor with each state securities regulator where it maintains a place of business or where the firm has more than 5 investment advisory clients.

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To become a registered investment advisor requires specific licensing, qualifications and regulations, but the greater freedom may be worth it.

sue registered investment advisor OMC Financial Services is an independent Registered Investment Advisory firm specializing in investment management, estate planning and retirement counseling (including IRA Rollovers) for individuals, families, professionals, small business owners and trusts. Let us help you with your financial needs.

Clint Nelson, CFP With a passion for financial planning, both with individuals and business owners, Clint believes strongly in being a partner and advocate in helping people reach their financial goals in all stages of their lives.

Clint Wade Sandmann is a financial advisor with Stewart Advisory Services, LLC. Ask Clint Wade Sandmann or our advisors a question, view Clint Wade Sandmann’s ratings, experience, qualifications, primary clients, articles or publications, professional designations, membership associations, firm services or practice areas, and misconducts or complaints.