Armstrong Financial Strategies is a Registered Investment Advisor with offices at 1185 South Main St., in Cheshire, Connecticut.. We are compensated solely by fees received from the client.
Mr. Nies is the Regional Managing Director of the Southeast Region, based in Atlanta, GA. Mr. Nies joined Merrill Lynch in 1998 as a Financial Advisor and later became the regional sales manager of the South Florida Region.
Financial Services Alert. In December, President Barack Obama signed into law the Fixing America’s Surface Transportation Act. Buried on page 476 of this 490-page bill is an amendment to the consumer privacy provisions of the Gramm-Leach-Bliley Act (the GLBA) that eliminates the annual privacy notice requirement for certain financial institutions,
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We are registered with the SEC. You can view our Firm Summary at the investment adviser public disclosure site which includes our ADV filings. While the plot lines may seem a little boring, there really is important information in the ADV Part 2A – Firm Brochure and it’s Appendix 1 – Wrap Brochure.
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tcs financial services, INC. has adopted the following procedures to encourage compliance with our requirements as a Registered Investment TCS Financial Services, Inc. under the Investment Advisors Act of 1940 ("Advisors Act"). Employees are expected to be familiar with and to follow the firm’s policies.
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Financial Times, FT 300 Top Registered Investment Advisers, June 2016. The ranking reflects six areas of consideration including the company’s years in existence, industry certifications of key employees, AUM, asset growth, SEC compliance record and online accessibility and calculates a numeric score for each company.
Our Commitment to Your Privacy: Protecting clients' privacy is of paramount importance to SkyOak Wealth Management, Inc. (the “Firm” or “Advisor”).. It is SkyOak's policy that no private client financial information obtained by the Firm is. Wealth Management, Inc. through their custodian, Charles Schwab, as a Registered
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